The confidentiality of client information is an important concern of The IIG Companies LLC and its affiliates ("IIG"). We take precautions to safeguard client personal information at all times, and we will remain vigilant in protecting that information. The provisions of this privacy notice will apply to former clients as well as current clients.
IIG collects personal information about its clients that is either required or necessary to provide them with financial products or other services. We may obtain this information from the following sources:
- Information received from clients or their representatives on account applications, forms and other information provided to us, whether in writing, in person, by telephone or by any other means. This information may include but is not limited to names, addresses, telephone numbers, tax ID or social security numbers, industry occupation, assets and income.
- Information about transactions with our firm or a non-affiliated third party such as account balances, payment history and account activity.
IIG will only disclose certain information about its clients, as permitted by law, under the following circumstances:
- Where we believe in good faith that disclosure is required under law to cooperate with regulators or law enforcement authorities.
- To our service providers to help us process client applications or service client accounts. These service providers, in turn, are required to protect the confidentiality and security of any information we provide to them and may not reuse the information.
IIG restricts access to client personal account(s) and information to those employees who need to know that information to provide products or services for the client. We maintain physical, electronic, and procedural safeguards that comply with the industry standards to safeguard client nonpublic personal information. Third parties who have access to such personal information must agree to follow appropriate standards of security and confidentiality.
We trust that this clarifies IIG's position on client confidentiality, and look forward to being of service to our clients in the future.